We advise firms and individuals in securities arbitration matters before FINRA, the American Arbitration Association (AAA), and other arbitration forums. We provide focused, cost-efficient handling of sensitive and complex disputes for broker-dealers, investment advisors, hedge funds, market makers, mutual fund companies, intermediaries and individual brokers. We have expertise and experience in defending claims related to a full range of issues that arise with respect to investment products and strategies that are the subject of litigation, including variable and equity-indexed annuities, options trading, hedging strategies, asset-backed securities, investment pools and standard suitability and churning claims.
